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U.S. Regulation of the International Securities and Derivatives Markets (Subscription)

Our Price: £1.00  (2016 Supplement, January 2016)
Subscription Type: Pay As You Go
Classification(s): Investment & securities; International law;
Product Code: ASPE18
Publisher Ref: 9781454851257
Frequency: 1 Part(s) per year
Publisher: Aspen Publishers
Binding / Product Type: Loose Leaf
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U.S. Regulation of the International Securities and Derivatives Markets provides thoroughly up-to-date coverage of the SEC Securities Offering Reform rules, the impact of the Dodd-Frank Act and the Sarbanes-Oxley Act on public companies in the United States, and much more.

Advising clients on cross-border securities transactions means dealing with a tangle of complex rules and requirements. This comprehensive reference explains in detail virtually everything your clients might want to know, including:

The U.S. securities and commodities laws pertaining to foreign participants and financial products entering U.S. capital markets, and U.S. securities in international markets, including a comprehensive discussion of the requirements imposed by the Sarbanes-Oxley Act and the regulatory framework established by the Dodd-Frank Act.
The rules and regulations affecting each participant, including foreign banks, broker-dealers, investment companies and advisers, futures commission merchants, commodity pool operators, commodity trading advisors, and others
The rules and requirements behind different cross-border transactions, including private placements and Rule 144A, ADR programs, the U.S./Canadian MJDS, global offerings, and more
The principal European Union measures governing securities offerings and ongoing reporting in the European Union
Many additional regulatory issues, including enforcement and remedies, recent case interpretations, FINRA and other SRO rules, and much more

U.S. Regulation of the International Securities and Derivatives Markets, Eleventh Edition is by far the most comprehensive reference of its kind. This is the only desk reference covering all U.S. laws and regulations affecting international securities offerings and foreign participants in U.S. capital markets. It explains dozens of topics that simply cannot be found in any other published source - saving you valuable research time, you’ll have all the detailed information you need to guide clients through this dramatic new financial era.


Release Date Price
2016 Supplement January 2016 £1.00



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