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COLPs Toolkit

Our Price: £59.95 
Author(s): Garlick, Michelle;
Classification(s): Regulation of legal profession;
ISBN-13: 9781907698460
ISBN-10: 1907698469
Publication Date: 30 Jun 2012
Imprint: The Law Society
Availability: In Print
Free Stock: In Stock
Average ratings assigned : 5. Rate this product / View all ratings and comments (1) Ratings / Reviews
Publisher: The Law Society
Publication Country: United Kingdom
Binding: Paperback
Pages: 96

From January 2012, a requirement of the Legal Services Act 2007 means that every law firm is required to have an authorised Compliance Officer for Legal Practice (COLP). The COLP is responsible for ensuring a firm has systems and controls in place to enable the firm, its managers and employees, to comply with the SRA Handbook. The COLPs Toolkit will help practitioners to prepare for and administer their duties as COLPs. The book and accompanying CD-ROM contain draft policies, procedural checklists, including: Governance policies Recording and nomination forms Compliance checklist Draft letters to the SRA.


1. Overview of the rules and how they apply;

2. Becoming a COLP;

3. Ensuring compliance;

4. Reporting to the SRA;
Appendices.

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Author Biography

Michelle Garlick is a Partner at Weightmans where she heads up a team advising law firms on regulatory compliance.

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