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SRA Handbook

Our Price: £39.95 
Author(s): Solicitors Regulation Authority;
Classification(s): Regulation of legal profession;
ISBN-13: 9781907698040
ISBN-10: 1907698043
Publication Date: 16 Apr 2011
Imprint: The Law Society
Availability: OUT OF PRINT
REPLACED BY: 9781907698576
Free Stock: Temporarily out of stock.
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Publisher: The Law Society
Publication Country: United Kingdom
Binding: Paperback
Pages: 560

On 6 October 2011 the biggest change to law firm regulation in decades will come into effect with the introduction of the SRA Handbook. The SRA Handbook will cover every aspect of the regulation of firms and individuals who are authorised by the SRA. Solicitors and their practices will need to prepare in advance of the October implementation to ensure compliance. The SRA Handbook crystallises the SRA's risk-based and outcomes-focused approach that has been adopted to ensure that clients receive services in a manner which best suits their needs. Ensure you understand the fundamental changes in the SRA's approach and your obligations with help from the SRA Handbook. It comprises the: - Principles - the ten mandatory Principles define the fundamental ethical and - professional standards expected of all firms and individuals - Code of Conduct - the Code outlines the mandatory outcomes and non-mandatory indicative behaviours which, when achieved, help ensure compliance with the Principles - Accounts Rules - containing the SRA Accounts Rules that detail the requirements in place to protect client money - Authorisation and Practising Requirements - this section addresses the training and admission requirements for individuals intending to become solicitors; exercising higher rights of audience; for individuals and firms setting up in practice; and for the holding of certain roles in a practice - Client Protection - contains the key elements for the financial protection of clients - Discipline and Costs Recovery - outlines the provisions upon which the SRA's disciplinary and costs recovery powers are based - Specialist Services - details provisions applicable only in relation to certain services provided to clients.

Introduction to the SRA Handbook

A: Principles
SRA Principles 2011

B: Code of Conduct
SRA Code of Conduct 2011

C: Accounts Rules
SRA Accounts Rules 2011

D: Authorisation and Practising Requirements
Introduction to Authorisation and Practising Requirements
SRA Framework Rules 2011
SRA Authorisation Rules for Legal Services Bodies and Licensing Bodies 2011
SRA Practising Regulations 2011
SRA Recognised Bodies Regulation 2011
Solicitors Keeping of the Roll Regulations 2011
SRA Training Regulations 2011 - Part 1: Qualification Regulations
SRA Training Regulations 2011 - Part 2: Training Provider Regulations
SRA Training Regulations 2011 - Part 3: CPD Regulations
SRA Admission Regulations 2011
SRA Qualified Lawyers Transfer Scheme Regulations 2011
Qualified Lawyers Transfer Scheme Regulations 2009
SRA Higher Rights of Audience Regulations 2011
Higher Courts Qualification Regulations 2000
SRA Suitability Test 2011

E: Client Protection
Introduction to Client Protection
SRA Indemnity Insurance Rules 2011
SRA Indemnity (Enactment) Rules 2011
SRA Indemnity Rules 2011
SRA Compensation Fund Rules 2011
SRA Intervention Powers (Statutory Trust) Rules 2011

F: Discipline and Costs Recovery
Introduction to Discipline and Costs Recovery
SRA Disciplinary Rules 2011
SRA (Cost of Investigations) Regulations 2011

G: Specialist Services
Introduction to Specialist Services
SRA Property Selling Rules 2011
SRA Financial Services (Scope) Rules 2001
SRA Financial Services (Conduct of Business) Rules 2001
SRA European Cross-border Practice Rules 2011

Alphabetical index of headings.


 

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